ΔΙΚΑΙΟ ΤΗΣ ΚΕΦΑΛΑΙΑΓΟΡΑΣ

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XII ŏńŐňńŕŎŋńŌŁ
¨. Ň śūŬŢŬŮ ş›Ÿ ŰťŪ ŬŭšşŪŵ—śŪť şšŬŭŚ ................................................51
1. ņ šŦŞŠŬŞűś Ůůū ŧūŦũūůŦŧŷ šŜŧŞŦū ....................................................52
2. ņ šŦŞŠŬŞűś Ůůū ŢŨŨŤũŦŧŷ šŜŧŞŦū .....................................................53
i. ¨ŧşšŭşŲŜ ş›Ÿ ŰŬ Ŗł .................................................................54
ii. ¨ŧşšŭşŲŜ ş›Ÿ ŰťŪ ŅŊ ...............................................................55
ʼnńŔŁŊŁňŎ ¨ńœŒńŐŎ
ńŏńŌ¨œŒňʼnńő œŏņŐńőňńő
ň. Ōū—Ŧŧŷ ›ŨŞŜŮŦū
ł. Ň ŏŢťšŝş 2004/39/ŅŊ (MiFID I) ........................................................59
B. H ŏŢťšŝş 2014/65/ŅŅ (MiFID II) Ũşŧ Ŭ ŊşŪŬŪŧů—ŸŮ (ŅŅ) şŭŧŦ. 600/2014.........63
ń. ŏ ō 3606/2007 ............................................................................65
ňň. ŃŢũŦŧŚŭ šŦŞůřŪŢŦŭ
ł. ŏ ŲŬŭśşŮ ŰŵŪ ţ›ţŪŢűŰŧŨźŪ ű›ťŭţůŧźŪ Ũşŧ ŢŭşůŰťŭŧŬŰŜŰŵŪ.....................68
Ń. ŏ ş›ŬŢśŨ۝٠ŰŵŪ ţ›ţŪŢűŰŧŨźŪ ű›ťŭţůŧźŪ Ũşŧ ŢŭşůŰťŭŧŬŰŜŰŵŪ .................72
ń. œş ųŭť—şŰŬ›ŧůŰŵŰŧŨŚ —śůş ŵŮ şŪŰŧŨţŝ—ţŪŬ ŰŵŪ ţ›ţŪŢűŰŧŨźŪ ű›ťŭţůŧźŪ
Ũşŧ ŢŭşůŰťŭŧŬŰŜŰŵŪ .....................................................................76
1. ʼnŦũŤůŚŭ ŞŪŜŢŭ ...........................................................................79
2. ŋŚŮŞ ůŤŭ ŲŬŤ—ŞůŞŠūŬřŭ...............................................................80
3. ŋŢŬŜšŦŞ ŮŰŨŨūŠŦŧŹũ ޛŢũšŸŮŢŴũ ....................................................82
4. ŏŞŬřŠŴŠŞ ŲŬŤ—Şůū›ŦŮůŴůŦŧř —ŚŮŞ ..................................................82
¨. ńţŪŧŨśŮ ›ŭŬŷ›ŬŦśůţŧŮ ›şŭŬųŜŮ ţ›ţŪŢűŰŧŨźŪ ű›ťŭţůŧźŪ..........................85
ňňň. ŎŦ ŬŰť—Ŧţŷ—ŢũŢŭ ޛŢũšŰůŦŧŚŭ ۛŤŬŢŮŜŢŭ ŧŞŦ šŬŞŮůŤŬŦŷůŤůŢŭ
A. Ň ũŜŴť Ũşŧ ŢŧşŠŝŠşůť ţŪŰŬũźŪ ........................................................87
Ń. Ň ţŨŰśũţůť ţŪŰŬũźŪ šŧş ũŬšşŭŧşů—Ÿ ›ţũşŰźŪ ......................................89
ń. Ň Ţŧş›ŭşš—ŚŰţűůť šŧş ŝŢŧŬ ũŬšşŭŧşů—Ÿ...............................................90
¨. Ň Ţŧşųţŝŭŧůť ųşŭŰŬŲűũşŨŝŬű ...........................................................93
Ņ. Ň ›şŭŬųŜ ţ›ţŪŢűŰŧŨźŪ ůű—ŠŬűũźŪ ...................................................99
Œœ. Ň şŪşŢŬųŜ ųŭť—şŰŬ›ŧůŰŵŰŧŨźŪ —śůŵŪ............................................ 104
ņ. ŋţŧŰŬűŭšŝş ŐŬũű—ţŭŬŹŮ ŌťųşŪŧů—ŬŹ ¨ŧş›ŭşš—ŚŰţűůťŮ (ŐŌ¨) ................. 109
IV. ŎŦ ›ŞŬޛŷ—ŢũŢŭ ޛŢũšŰůŦŧŚŭ ۛŤŬŢŮŜŢŭ ŧŞŦ šŬŞŮůŤŬŦŷůŤůŢŭ....................110
V. œ›ūŲŬŢŹŮŢŦŭ ńŏńœ
ł. ľŭŬŧ ũţŧŰŬűŭšŝşŮ ....................................................................... 111
Ń. ŏŭšşŪŵŰŧŨśŮ ş›şŧŰŜůţŧŮ .............................................................. 114
ń. ŊşŪŸŪţŮ ůű—›ţŭŧŲŬŭŚŮ (ŢţŬŪŰŬũŬšŝşŮ)............................................. 119
1. œ›ūŲŬŢŹŮŢŦŭ ›ŨŤŬūűŷŬŤŮŤŭ ....................................................... 120
2. ĺŨŢŠŲūŭ ŧŞůŞŨŨŤŨŷůŤůŞŭ ........................................................... 123
3. ĺŨŢŠŲūŭ ŮۗşŞůŷůŤůŞŭ .............................................................. 127
4. łŚŨůŦŮůŤ ŢŧůŚŨŢŮŤ ŢũůūŨŹũ ......................................................... 130